Risk & Assurance Manager
Mức lương: Thỏa thuận
Đã hết hạn nộp hồ sơ - 163 lượt xem
Ngày cập nhật: 09/01/2019
Thông Tin Tuyển Dụng
Hình thức làm việc: Toàn thời gian
Chức vụ: Trưởng nhóm
Ngành nghề: Pháp luật/Pháp lý, Ngân hàng/ Tài chính
Mô tả công việc
Manages operational and regulatory risks of Branches and Digital channels. Ensure adherence to regulatory requirements, AML obligations and ensure the processes complies with regulation and group policies.
Control & Compliance
• Provide compliance advisory on regulatory requirements and guidelines.
• Ensure regulatory requirements and group policies are incorporated into procedures
• Represent Channels as AML/CFT Champions
Manage Operational Risk
• Conduct Branch Audits and Surprise Cash Counts
• Conduct reviews on Digital Engagements, Digital Service & Contact Centre to ensure readiness of Group Audit and Group Compliance’s audit reviews
• Conduct monthly and yearly Risk Self Assessments
• Review procedures to ensure operational efficiency and relevance
• Review Branch CCTV locations and Security Measures
Conduct Independent Investigation
• Branch Cash Discrepancies and Incidents of operational loss
• Incidents of alleged Breach of Regulatory Requirements
• Fraud
Manage Audit and Regulatory Inspections
• Manage Audit Findings, observations and comments
• Provide Management Responses
• Ensure Resolution of all Audit Issues within timeline
Inculcate a Risk Awareness Culture
• Conduct regular Training and Annual Quiz on operational procedures
• Publish Risk Articles, issue sharing and Disseminate Important Information
• Communicate Audit Findings and key learnings during Branch Meetings
Control & Compliance
• Provide compliance advisory on regulatory requirements and guidelines.
• Ensure regulatory requirements and group policies are incorporated into procedures
• Represent Channels as AML/CFT Champions
Manage Operational Risk
• Conduct Branch Audits and Surprise Cash Counts
• Conduct reviews on Digital Engagements, Digital Service & Contact Centre to ensure readiness of Group Audit and Group Compliance’s audit reviews
• Conduct monthly and yearly Risk Self Assessments
• Review procedures to ensure operational efficiency and relevance
• Review Branch CCTV locations and Security Measures
Conduct Independent Investigation
• Branch Cash Discrepancies and Incidents of operational loss
• Incidents of alleged Breach of Regulatory Requirements
• Fraud
Manage Audit and Regulatory Inspections
• Manage Audit Findings, observations and comments
• Provide Management Responses
• Ensure Resolution of all Audit Issues within timeline
Inculcate a Risk Awareness Culture
• Conduct regular Training and Annual Quiz on operational procedures
• Publish Risk Articles, issue sharing and Disseminate Important Information
• Communicate Audit Findings and key learnings during Branch Meetings
Yêu cầu ứng viên
Key requirements:
• A recognized University degree, preferably in Banking/ Finance/Law
• 4 to 5 years of relevant working experience in the Banking and Finance industry
• Ability to work independently using own initiative and as part of a team
• Strong communication skills both written and verbal
• Able to multi-task and possess leadership traits
• Experience in risk-based audit, internal control processes, governance frameworks will be advantageous
• A recognized University degree, preferably in Banking/ Finance/Law
• 4 to 5 years of relevant working experience in the Banking and Finance industry
• Ability to work independently using own initiative and as part of a team
• Strong communication skills both written and verbal
• Able to multi-task and possess leadership traits
• Experience in risk-based audit, internal control processes, governance frameworks will be advantageous
Quyền lợi được hưởng
- Premium Healthcare for employee
- Competitive salary
- Professional and active working environment
- Competitive salary
- Professional and active working environment
Cách thức ứng tuyển
Hồ sơ theo yêu cầu của nhà tuyển dụng khi liên hệ trực tiếp
Giới thiệu về công ty

UNITED OVERSEAS BANK (VIETNAM) LIMITED
Central Plaza Office Building, 17 Le Duan, Ben Nghe Ward, District 1, Hochiminh City, Vietnam
Người liên hệ: Recruitment team
Central Plaza Office Building, 17 Le Duan, Ben Nghe Ward, District 1, Hochiminh City, Vietnam
Người liên hệ: Recruitment team
United Overseas Bank (Vietnam) Limited is a leading bank in Asia with a global network of more than 500 branches and offices in 19 countries and territories in Asia Pacific, Europe and North America. In Asia, we operate through our head office in Singapore and banking subsidiaries in China, Indonesia, ...Chi tiết
United Overseas Bank (Vietnam) Limited is a leading bank in Asia with a global network of more than 500 branches and offices in 19 countries and territories in Asia Pacific, Europe and North America. In Asia, we operate through our head office in Singapore and banking subsidiaries in China, Indonesia, Malaysia and Thailand, as well as branches and offices. In 1935, amid the economic uncertainties following the Great Depression, UOB Vietnam opened its doors to offer banking services for the merchant community in Singapore. Since then, UOB Vietnam has grown organically and through a series of strategic acquisitions. Today, UOB Vietnam is rated among the world’s top banks: ‘Aa1’ by Moody’s and ‘AA-’ by Standard & Poor’s and Fitch Ratings. Generations of UOB Vietnam employees for the past 80 years have carried through the entrepreneurial spirit, focus on long-term value creation and an unwavering commitment to do what is right for our customers and our colleagues. At UOB Vietnam, we believe in being a responsible financial services provider and we are committed to making a difference in the lives of our stakeholders and in the communities in which we operate. Just as we are dedicated to helping our customers manage their finances wisely and grow their businesses, UOB Vietnam is steadfast in our support of social development, particularly in the areas of art, children and education. ------ Why work with us? With a vision to be a premier bank in the Asia Pacific, we are looking for people who make a difference and who share our passion for growth and success. We reward performance, provide excellent training and help you carve a clear career path. At UOB Vietnam, we believe people are our greatest asset. This is why your talent and contributions will never go unrecognised. Besides a competitive remuneration which includes an attractive employee care programme comprising comprehensive staff rewards programmes, such as medical care, insurance cover, and a wide array of financial and banking incentives, our employees can also look forward to relaxing holiday facilities in Singapore and abroad. Be a part of our team today. Ẩn chi tiết
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UNITED OVERSEAS BANK (VIETNAM) LIMITED
Địa chỉ: Central Plaza Office Building, 17 Le Duan, Ben Nghe Ward, District 1, Hochiminh City, Vietnam
Quy mô: 500-999 nhân viên