AML / CFT Advisory Compliance

JOB OBJECTIVES

• To assist the AML Team Head in handle AML-related tasks.
• To be a partner of Business Unit to support them identifying, assessing and monitoring compliance risks;
• To protect the Bank from compliance risk including regulatory risk, reputation risk, AML&CFT risk, sanction risk, ect
• To build compliance culture in the bank.
• Other tasks assigned by Head of Compliance/AML Team Head.

KEY RESPONSIBILITIES
• Provide quality and prompt advisory services to all the stakeholder within the UOBV bank (“the Bank”) on regulatory requirements in respect of the Bank’s corporate governance, business activities, on AML/CFT and Sanctions related policies, standards, guidelines.
• Develop and conduct the AML-related exercises which contribute to the assessment of internal controls and procedures and the Enterprise Wide compliance risk assessment.
• Assisting to conduct Compliance Reviews on the Bank's compliance with regulatory requirements and related internal policies and guidelines
• Facilitate and/or provide training to the Bank staffs on AML/CFT/Sanction-related issues/requirements.
• Support Compliance Head/AML Team Head in advising, monitoring AML/CFT related issues including but not limited to develop and implement the bank’s AML/CFT procedures to align with the Group AML/CFT Policy and guidelines; conduct further investigation into reports of suspected money laundering activities and to provide recommendations to Head Compliance/AML Team Head on the validity, the timeliness and the need for reporting to relevant authorities, where appropriate; ensure a speedy and appropriate reaction to any matter in which money laundering or terrorist is suspected; other AML and sanction related tasks as assigned by Head of Compliance/AML Team Head where applicable.
• Handling Group and regulatory reports in accordance with local regulations and group compliance.
• Other compliance tasks as assigned by Head Compliance/AML Team Head where required.
• Tracking management's resolution of outstanding audit and inspection issues on AML/CFT & Sanctions.
• Implement AML-related projects and processes for continuous monitoring of the Bank AML/CFT/Sanction activities
• Review and calibrate (where applicable) parameters/thresholds for continuous monitoring of the Bank’s customers' activities.
• Establish an escalation protocol and/or the reporting of UAR/STR to ensure that regulatory reporting requirements are complied with.
• Proactively engage local enforcement agencies to ensure that the investigation standards and processes are aligned to regulatory requirements and expectations especially in the filling of STR.
• Assisting the AML Team Head in serving audit and rectify the audit observation.
• Other Compliance tasks assigned by Compliance Head/AML Team Head.

Mandatory
• Bachelor’s degree in banking, economic, law
• Min 5 years’ experience in Banking, KYC and AML solutions
• Requires superior analytics and problem-solving skills. Must be attentive to details.
• A strong & assertive communicator in speaking & writing.
• Work well with banking systems.
• Good knowledge/understanding of banking and financial services laws & regulations, compliance best practices and understanding of financial products & systems.
• The ability to work effectively, under pressure, in a rapid changing environment, as well as autonomously and as an effective member of a dynamic team.
• Strong interpersonal, communication and presentation skills.

Preferred:
• Legal background and experience in banking

- In accordance with company policy
- Social insurance, health insurance, unemployment insurance according to Labor Laws
- Professional and active working environment

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