Lương Thị Yến Nhi

Kế toán - tài chính

July/2018 – February/2019: Fund Operator at SSI Asset Management Company

Accepted responsibility for day to day fund operations such as fund performance, position calculation, cash reconciliation, fee report, order placement, account opening and trade settlement;
Prepared the expected cash flow statement before and the actual cash flow statement after each trading session;
Handled information disclosure of the Fund in accordance with laws and regulations;
Liaised with internal or external parties, such as Legal & Compliance, Sales & Marketing, Vietnam Securities Depository, Supervisory Banks, Prime Brokers, Fund Administrators, Auditors to ensure all operations of the fund related policies & procedures are in line with the compliance and regulatory requirements;
Supported new business, new product development, system configuration, system support;
Implemented and built internal control procedures to optimize operational workflows;
Participated in planning and assisted in organizing the investors' general meeting of the Fund;
Participated in amendment of the Fund's prospectus and valuation handbook;
Prepared interim and year-end reports of Asset Management Company in Vietnamese and English.

May/2017 – July/2018: Audit Associate at Ernst and Young Vietnam

Prepared audit budgets and plan for audit process;
Assisted in preparing audit agendas for meeting with clients;
Assisted seniors in assessing client’s accounting system, internal control system, obtaining and handling financial data;
Performed audit procedures for various sections including: expenses, sales, other revenues, fixed assets, payrolls, AR, AP, accrued expenses, advances, taxes and others;
Ensured compliance of best practices of all audit procedures and standards;
Assisted and prepared audited financial reports, the notes to the financial statements, internal control reports and management letters;
Resolved client inquiries and issues relating to audit functions to maintain effective relationship with clients;
Trained and mentored audit interns and assess performance of audit interns;
Performed audit tasks assigned by audit seniors and audit managers.

September/2015 – May/2017: Accounting Associate at Viet Capital Securities

Performed transactional accounting tasks including: security account opening and investment fund account opening, order placement, transfer of investor’s rights, securities depository, unlisted securities management services (OTC), E- trading, and other financial services;
Performed internal accounting tasks involved in recording accounting transactions and bookkeeping; reconciling the cash balance on the investor's account  with bank account balance and the cash balance on the internal accounting software daily;
Kept track and verified the receipts and expenditures in accordance with approved budget items of the company;
Evaluated investor's asset to ensure the safe margin level, prepared report of investor’s overdue debts;
Received calls from investors for consultancy, fulfilled related requirements and maintained effective relationship with clients.

Học Viện Ngân Hàng - chuyên ngành Tài Chính Ngân Hàng